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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2023-08-21 |
| TX | RA | APPROVED | 2023-08-21 |
Branch Locations
111 Clebourne St. Ste. 220, Fort Mill, SC 29715 • United States
Ft Mill, SC • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pruco Securities, Llc | Charlotte | NC | 05/2010 | 02/2020 |
| The Prudential Insurance Company Of America | Charlotte | NC | 05/2010 | 02/2020 |
| Prudential Insurance Company Of America | Fort Mill | SC | 03/2020 | 08/2023 |
| Pruco Securities, Llc. | Fort Mill | SC | 03/2020 | 08/2023 |
| Cambridge Investment Research, Inc. | Fairfield | IA | 08/2023 | Present |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 08/2023 | Present |
1) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA, INV REL, 160 HR/MO - 120 HR/MO TRADING. SEE EMPLOYMENT FOR START DATE. 2) INSURANCE AGENT/SALES, 111 CLEBOURNE ST STE 220, FORT MILL SC 29715-1760, 08/2023, Agent, Insurance/Benefits/Human Resources, NIR, 5 HR/MO - 5 HR/MO TRADING. 3) BLUE RIDGE FINANCIAL PLANNING, 111 CLEBOURNE ST, STE 220, FORT MILL SC 29715-1760, 02/2022, OWNER, SALES AND SERVICE OF FINANCIAL PLANNING, INVESTMENTS, AND INSURANCE, NIR, 80 HR/MO - 80 HR/MO TRADING.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2016-06-27 |
| S63 | Uniform Securities Agent State Law Examination | 2010-09-03 |
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