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Steven Lee Sedler

Stifel, Nicolaus & Company, Incorporated

Jamestown, ND

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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
ND RA APPROVED 2021-02-16
TX RA APPROVED 2021-02-11
  • ND RA
    APPROVED
    Since 2021-02-16
  • TX RA
    APPROVED
    Since 2021-02-11

Branch Locations

723 1St Avenue South, Jamestown, ND 58401 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Jamestown ND 05/2014 11/2016
Wells Fargo Clearing Services, Llc Jamestown ND 11/2016 02/2021
Stifel Nicolaus & Co Inc Jamestown ND 02/2021 Present
  • 05/2014 → 11/2016
    Wells Fargo Advisors Llc
    Jamestown, ND
  • 11/2016 → 02/2021
    Wells Fargo Clearing Services, Llc
    Jamestown, ND
  • 02/2021 → Present
    Stifel Nicolaus & Co Inc
    Jamestown, ND
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-08-08
S63 Uniform Securities Agent State Law Examination 2010-10-23
  • S66 Uniform Combined State Law Examination
    2014-08-08
  • S63 Uniform Securities Agent State Law Examination
    2010-10-23
Other Names
  • Steven L Sedler

View on SEC IAPD

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Other Offices

EDWARD JONES · JAMESTOWN, ND
AMERIPRISE FINANCIAL SERVICES, LLC · JAMESTOWN, ND
THRIVENT INVESTMENT MANAGEMENT INC. · JAMESTOWN, ND
EDWARD JONES · JAMESTOWN, ND
LPL FINANCIAL LLC · JAMESTOWN, ND
EDWARD JONES · JAMESTOWN, ND
WELLS FARGO CLEARING SERVICES, LLC · JAMESTOWN, ND
G. A. REPPLE & COMPANY · Jamestown, ND

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