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Robert Clark Franks

State Farm Investment Management Corp.

Amarillo, TX

CRD 5787410

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Employer firm

State Farm Investment Management Corp. CRD 3487

$12.9B regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (investment companies)

From the firm’s Form ADV. Read the guides:

Current Employers
State Farm Investment Management Corp.

One State Farm Plaza B-2, Bloomington, IL 61710-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2019-02-21
  • TX RA
    APPROVED
    Since 2019-02-21

Branch Locations

Amarillo, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
State Farm Vp Management Corp. Vista CA 01/2011 01/2019
Robert Franks Insurance Agency Vista CA 01/2011 01/2019
State Farm Investment Management Corp. Vista CA 10/2018 01/2019
State Farm Vp Management Corp. Amarillo TX 02/2019 Present
State Farm Investment Management Corp. Amarillo TX 02/2019 Present
State Farm Insurance Amarillo TX 02/2019 Present
  • 01/2011 → 01/2019
    State Farm Vp Management Corp.
    Vista, CA
  • 01/2011 → 01/2019
    Robert Franks Insurance Agency
    Vista, CA
  • 10/2018 → 01/2019
    State Farm Investment Management Corp.
    Vista, CA
  • 02/2019 → Present
    State Farm Vp Management Corp.
    Amarillo, TX
  • 02/2019 → Present
    State Farm Investment Management Corp.
    Amarillo, TX
  • 02/2019 → Present
    State Farm Insurance
    Amarillo, TX
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-11-20
S63 Uniform Securities Agent State Law Examination 2010-06-15
  • S65 Uniform Investment Adviser Law Examination
    2018-11-20
  • S63 Uniform Securities Agent State Law Examination
    2010-06-15

View on SEC IAPD

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