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James Derek Schmidly

Auxan Capital Advisors, LLC

Springfield, MO

Nong Bon, Prawet, Bangkok

CRD 5093134

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Employer firm

Auxan Capital Advisors, LLC CRD 133061

$89.6M regulatory AUM 6 advisory clients

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Auxan Capital Advisors, Llc

2215 W Chesterfield Blvd Suite 10, Springfield, MO 65807 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2023-11-27
KS RA APPROVED 2022-09-02
LA RA APPROVED 2022-05-16
OH RA APPROVED 2021-06-01
AR RA APPROVED 2017-06-30
TX RA APPROVED 2011-07-14
MO RA APPROVED 2006-03-15
  • TN RA
    APPROVED
    Since 2023-11-27
  • KS RA
    APPROVED
    Since 2022-09-02
  • LA RA
    APPROVED
    Since 2022-05-16
  • OH RA
    APPROVED
    Since 2021-06-01
  • AR RA
    APPROVED
    Since 2017-06-30
  • TX RA
    APPROVED
    Since 2011-07-14
  • MO RA
    APPROVED
    Since 2006-03-15

Branch Locations

2215 W Chesterfield Blvd Suite 10, Springfield, MO 65807 • United States

Nong Bon, Prawet, Bangkok • Thailand

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Auxan Capital Advisors, Llc Springfield MO 08/2008 Present
Evangel University Springfield MO 08/2011 05/2022
Other Businesses

1) LIFE & HEALTH INSURANCE SALES; NON-INVESTMENT RELATED; STARTED 5/2015; 0-5 HOURS PER MONTH DURING TRADING HOURS; I OFFER LIFE INSURANCE, LTC INSURANCE, AND FIXED ANNUITIES TO CLIENTS AS NEEDED FOR ESTATE PURPOSES. 2) ASSEMBLIES OF GOD WORLD MISSIONS; NON-INVESTMENT RELATED; 1445 N BOONVILLE ST, SPRINGFIELD, MO 65802; NON-PROFIT; MISSIONARY WORK; STARTED 3/2021; 5-10 HOURS PER WORK; 5 HOURS PER WEEK DURING TRADING HOURS. 3) International Christian Assembly (ICA Thailand); Not investment-related; Manoonpol Building 1, New Phetchaburi Alley, Bangkok, Thailand 10310; Church; 4/1/25; 3 hours per month; 3 hours per month; Discuss and vote on board-level and financial decisions of the church.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-01-24
  • S65 Uniform Investment Adviser Law Examination
    2006-01-24

View on SEC IAPD

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