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Current Employers
South Texas Capital Advisors, Llc

1259 Tx-337 Loop #300, New Braunfels, TX 78130 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2017-05-22
  • TX RA
    APPROVED
    Since 2017-05-22

Branch Locations

1259 Tx-337 Loop #300, New Braunfels, TX 78130 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
South Texas Capital Advisors, Llc New Braunfels TX 09/2016 10/2016
South Texas Capital Advisors, Llc New Braunfels TX 10/2016 Present
Previous Registrations
Other Businesses

1. NB Capital LLC; Position Title: Managing Member; Start Date: 05/2016; Approximate number of hours per month: Less than 10% 2. Solms Landing Development LLC; Position Title: Manager; Start Date: 03/2017; Approximate Number of Hours per Month: 20 Hours; Number of Hours spent during trading hours: 10 hours; Location: New Braunfels, Texas; Description of Duties: Oversees all business matters; Investment Related: No. GSJM 1101 LLC Not investment related 1259 Loop 337 Ste 300 New Braunfels, TX 78130 Real Estate Owner Jan 1, 2023 4 hrs a month 0 hrs during securities hrs Manage real estate asset Churchill 337 LLC Not investment related 1259 Loop 337 Ste 300 New Braunfels, TX 78130 Real Estate Owner Jan 1, 2023 4 hrs a month 0 hrs during securities hrs Manage real estate asset Solms Landing 306 LLC Not investment related 1259 Loop 337 Ste 300 New Braunfels, TX 78130 Real Estate Owner Jan 1, 2023 4 hrs a month 0 hrs during securities hrs Manage real estate asset Solms Pickleball LLC Not investment related 1259 Loop 337 Ste 300 New Braunfels, TX 78130 Real Estate Owner Jan 1, 2023 4 hrs a month 0 hrs during securities hrs Manage real estate asset Solms Landing Maintenance Association Not investment related 1259 Loop 337 Ste 300 New Braunfels, TX 78130 Real Estate Owner Jan 1, 2023 4 hrs a month 0 hrs during securities hrs Manage Solms Landing property owners association Farmhaus at Solms Landing Property Owners Association Not investment related 1259 Loop 337 Ste 300 New Braunfels, TX 78130 Real Estate Owner Jan 1, 2023 4 hrs a month 0 hrs during securities hrs Manage Farmhaus at Solms Landing property owners assocation

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-02-22
S63 Uniform Securities Agent State Law Examination 2010-06-11
  • S66 Uniform Combined State Law Examination
    2011-02-22
  • S63 Uniform Securities Agent State Law Examination
    2010-06-11
Other Names
  • James E Mahan

View on SEC IAPD

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