Scott David Pimentel

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2010 → 07/2021
  Waddell And Reed, Inc.
  Aptos, CA
• 06/2010 → 07/2021
  Various Insurance Carriers For W & R Insurance Agencies
  Post Falls, ID
• 09/2013 → 11/2016
  Georgiana Bruce Kirby Preparatory School
  Santa Cruz, CA
• 07/2019 → 07/2021
  Quell Financial Group
  Aptos, CA
• 07/2021 → Present
  Lpl Financial Llc
  Aptos, CA

Previous Registrations

• 2010-07-26 → 2021-07-21
  Waddell & Reed
  Seattle, WA
  Aptos, CA
  Los Gatos, CA
  Santa Cruz, CA
  Los Gatos, CA
  Coeur D' Alene, ID

Other Businesses

1) 108/30/202 - Quell Financial Group / DBA for LPL Business (entity for LPL business) / Investment Related / 0 HR / MO / At Reported Business Location(s) - Start Date 10/2020 2) 08/30/2021 - SCOTT PIMENTEL / Non-Variable Insurance / Investment Related / 25HR / MO / At Reported Business Location(s) - Started 2010 3) 08/30/2021 - Quell Financial Group / Business Entity For Tax/Investment Purposes Only / 1HR / MO / 32 Seascape Village, Aptos, CA 95003 - Start Date 07/2019 4) 09/19/2024 - CDA Financial Group, LLC - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 09/10/2024 - 1 Hour Per Month/ 0 Hours During Trading

Exams

• S66 Uniform Combined State Law Examination
  2010-07-24

Other Names

• Scott Pimentel