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Seth William Webb Hickle

Mindset Asset Management, LLC

Indianapolis, IN

Mindset Wealth Management, LLC

Indianapolis, IN

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Current Employers
Mindset Asset Management, Llc

8275 Allison Pointe Trail Suite 230, Indianapolis, IN 46250 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2025-11-14
  • IN RA
    APPROVED
    Since 2025-11-14

Branch Locations

8275 Allison Pointe Trail Suite 230, Indianapolis, IN 46250 • United States

Mindset Wealth Management, Llc

8275 Allison Pointe Trail Suite 230, Indianapolis, IN 46250 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2024-04-02
  • IN RA
    APPROVED
    Since 2024-04-02

Branch Locations

8275 Allison Pointe Trail Suite 230, Indianapolis, IN 46250 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Fishers IN 04/2010 11/2016
Optionsxpress, Inc. Indianapolis IN 09/2014 11/2016
Sheaff Brock Investment Advisors, Llc Indianapolis IN 11/2016 03/2024
Innovative Portfolios, Llc Indianapolis IN 12/2018 03/2024
Mindset Wealth Management, Llc Indianapolis IN 03/2024 Present
Mindset Asset Management, Llc Indianapolis IN 09/2025 Present
Previous Registrations
  • 2016-11-30 → 2024-03-27
    Sheaff Brock Investment Advisors, Llc
    Indianapolis, IN
  • 2015-06-04 → 2016-12-06
    Charles Schwab & Co., Inc.
    Fishers (Indianapolis), IN
    Indianapolis, IN
    Indianapolis, IN
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-06-03
S63 Uniform Securities Agent State Law Examination 2010-07-23
  • S66 Uniform Combined State Law Examination
    2015-06-03
  • S63 Uniform Securities Agent State Law Examination
    2010-07-23
Other Names
  • Seth Hickle

View on SEC IAPD

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