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690 Lee Road, Wayne, PA 19087 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2018-04-02 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Janney Montgomery Scott Llc | West Chester | PA | 04/2016 | 03/2018 |
| Hartford Funds Distributors, Llc | Wayne | PA | 03/2018 | Present |
| Hartford Funds Management Company, Llc | Wayne | PA | 03/2018 | Present |
Effective Sept. 1, 2020 - Sycamore Springs Partners LLC - utilized for rental property. 4 hrs a month devoted to the business, none during securities trading hrs.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2016-06-07 |
| S63 | Uniform Securities Agent State Law Examination | 2010-06-24 |
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