Christopher Bryan Mise

Current Employers

Employment History

• 06/2015 → 08/2020
  Lpl Financial Llc
  Summerville, SC
• 06/2015 → 06/2020
  Independent Advisor Alliance, Llc
  Summerville, SC
• 03/2020 → Present
  Generouswealth, Llc
  Summerville, SC

Previous Registrations

• 2015-06-12 → 2020-09-22
  Independent Advisor Alliance, Llc
  Summerville, SC
  Summerville, SC
• 2012-10-01 → 2015-06-15
  Intervest International, Inc.
  Summerville, SC
  Colorado Springs, CO
• 2010-09-10 → 2012-09-28
  Waddell & Reed
  Columbia, SC

Other Businesses

(1) 06/12/2015: COMPASS INVESTMENT ADVISORS, LLC - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - INV REL - AT REPORTED BUSINESS LOCATION(S) - START 01/01/205 - 160 HR/MO 8 DURING SECS TRDG HRS (95% OF TIME SPENT) (2) 06/12/2015: COMPASS INVESTMENT ADVISORS, LLC - INV REL - AT REPORTED BUSINESS LOCATION(S) - NON-VARIABLE INSURANCE - START 01/01/2015 - 5 HR/MO 1 DURING SECS TRDG HRS (10% OF TIME SPENT) - INS TYPES: LIFE, LONG-TERM CARE (3) 06/24/2015: INDEPENDENT ADVISOR ALLIANCE - INV REL - 12610 N COMMUNITY HOUSE RD, STE 204, CHARLOTTE, NC 28277 - REGISTERED INVESTMENT ADVISOR: (HYBRID) INDEPENDENT ADVISOR ALLIANCE - START 06/15/2015 - 100% OF TIME SPENT - INVESTMENT ADVISER REPRESENTATIVE (4) 07/02/2015: INDEPENDENT ADVISOR ALLIANCE - INV REL - AT REPORTED BUSIENSS LOCATION(S) - REGISTERED INVESTMENT ADVISOR DBA: (HYBRID) COMPASS INVESTMENT ADVISORS, LLC - START 06/15/2015 - 160 HR/MO 8 DURING SECS TRDG HRS (100% OF TIME SPENT) (5) 09/03/2015 - COMPASS INVESTMENT ADVISORS, LLC - REAL ESTATE RENTAL - NOT INV REL - 105 S. CEDAR STREET, STE. D SUMMERVILLE, SC 29483 - START 09/01/2015 - 10 HRS/MO NOT DURING SECS TRDG HRS. (6) 1/16/2019 - No Business Name - Not Investment Related - At Reported Business Location(s) - Other-Notary - Started 01/07/2019 - 1 Hour Per Month During Securities Trading - Registered notary for the state of South Carolina. 7. 08/21/2019 - Independent Advisor Alliance - DBA:(Hybrid) MoneyDove - Investment related - At reported business location(s) - Registered Investment Advisor DBA - start date:08/08/2019 - 40 hrs/mo - 2 hrs during trading - I provide investment advisory services through Independent Advisory Alliance, an independent investment advisor firm. I started this business activity in 08/2019. I expect to spend approximately 40 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams

• S66 Uniform Combined State Law Examination
  2010-09-08

Other Names

• Bryan Mise
• Christopher Mise
• Bryan Mise