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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2023-08-10
TX RA APPROVED_RES 2023-08-10
  • MO RA
    APPROVED
    Since 2023-08-10
  • TX RA
    APPROVED_RES
    Since 2023-08-10

Branch Locations

5700 Oakland Ave Ste 400, St Louis, MO 63110 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Securian Financial Services Inc St Paul MN 05/2010 08/2023
Minnesota Life Insurance Co St Paul MN 05/2010 08/2023
Renaissance Financial St Louis MO 05/2010 Present
Cetera Wealth Services, Llc St. Louis MO 08/2023 Present
Cetera Investment Advisers Llc Schaumburg IL 08/2023 Present
  • 05/2010 → 08/2023
    Securian Financial Services Inc
    St Paul, MN
  • 05/2010 → 08/2023
    Minnesota Life Insurance Co
    St Paul, MN
  • 05/2010 → Present
    Renaissance Financial
    St Louis, MO
  • 08/2023 → Present
    Cetera Wealth Services, Llc
    St. Louis, MO
  • 08/2023 → Present
    Schaumburg, IL
Previous Registrations
  • 2010-08-05 → 2023-08-10
    Securian Financial Services, Inc.
    St. Louis, MO
    St. Paul, MN
Other Businesses

1. NAME OF OTHER BUSINESS: RENAISSANCE FINANCIAL INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: August 2010 POSITION/TITLE/RELATIONSHIP: Financial Advisor APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 BRIEF DESCRIPTION OF DUTIES: OFFER SECURITIES, INSURANCE AND ADVISORY SERVICES 2. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE START DATE: August 2010 APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SALES OF FIXED INSURANCE PRODUCTS 3. NAUTIC FINANCIAL GROUP POSITION: Agent/Broker NATURE: Fixed Insurance Sales INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 01/01/2018 ADDRESS: , Doylestown PA , United States DESCRIPTION: Agent/Broker 4. SSM FOUNDATION BOARD POSITION: Advisory Board NATURE: Board Member INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 08/01/2022 ADDRESS: 12312 Olive Blvd, Suite 100, Saint Louis MO 63141, United States DESCRIPTION: I'm acting as a board member for the SSM Foundation - the philanthropy arm of a hospital group in the St. Louis and midwest region. My responsibilities are being an advocate for the organization and attending board meetings and events. 5. CARDINAL GLENNON DEVELOPMENT BOARD POSITION: Advisory Board NATURE: Board Member INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 04/01/2022 ADDRESS: 3800 Park Avenue, Saint Louis MO 63110, United States DESCRIPTION: Cardinal Glennon is a local pediatric hospital, and the development board was established for young professional to host events to bring awareness to the hospital - and impact philanthropic efforts. 6. NAME OF OTHER BUSINESS: RANKEN JORDAN PEDIATRIC BRIDGE HOSPITAL; INVESTMENT RELATED: NO; ADDRESS: 11365 DORSETT RD MARYLAND HIEGHTS, MO 63043; NATURE OF BUSINESS: NON PROFIT; START DATE: 08/2025; POSITION/TITLE/RELATIONSHIP: ELECTED BOARD MEMBER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: ASSISTING THE ORGANIZATION WITH EXPOSURE AND PHILANTHROPIC EFFORTS AS THEY CONTINUE TO HELP CHILDREN WITH RARE MEDICAL CONDITIONS;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-06-30
  • S66 Uniform Combined State Law Examination
    2010-06-30

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