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Cambridge Investment Research Advisors, Inc. CRD 134139
$139B regulatory AUM 68,815 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MI | RA | APPROVED | 2020-06-29 |
Branch Locations
5435 Corporate Dr., Ste 230, Troy, MI 48098 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jpmorgan Chase Bank | Sterling Heights | MI | 09/2015 | 08/2017 |
| Jpmorgan Chase Bank | Sterling Heights | MI | 09/2015 | 08/2017 |
| Pnc Investments | Pittsburgh | PA | 08/2017 | 06/2020 |
| Cambridge Investment Research, Inc. | Fairfield | IA | 06/2020 | Present |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 06/2020 | Present |
1) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL-20/WK-20/TRADING 06/29/20 2) GLEBA AND ASSOCIATES, 5435 Corporate Drive, Suite 230, Troy MI 48098, 06/2020, Employee, Customer Service, INV REL, 160 HR/MO - 160 HR/MO Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-01-13 |
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