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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2024-08-13 |
| TX | RA | APPROVED | 2024-08-13 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| O.N. Equity Sales Company | Branford | CT | 10/2009 | 08/2024 |
| Ohio National Financial Services | Cincinnati | OH | 08/2010 | Present |
| Lpl Financial | Branford | CT | 08/2024 | Present |
1) 07/24/2024 - Sound Generational Wealth - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) - Start: 08/2024 - 128 Hr/Mth 2) 07/24/2024 - Sound Generational Wealth - Non-Variable Insurance - Inv Rel - At At Reported Business Location(s) - Start: 08/2024 - 16 Hr/Mth 3) 05/07/2025 - 135GooseLaneLLC - Investment Related - Real Estate Rental - Start Date:02/03/2025 - 5 Hrs/Mth - 1 Hrs During Trading. 4) 03/17/2026 - Just Hatched LLC - Outside/W-2 Employment - Guilford, CT - Start Date 12/01/2018 - 5 hours per month/ 1 hour during trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2022-03-21 |
| S63 | Uniform Securities Agent State Law Examination | 2014-04-21 |
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