Alissa Provanzana

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2013 → 07/2017
  Walden Savings Bank
  Montgomery, NY
• 06/2013 → 07/2017
  Cetera Investment Services Llc
  St.CLoud, MN
• 04/2016 → 07/2017
  Cetera Investment Advisors
  Montgomery, NY
• 07/2017 → 07/2024
  Infinex Investments, Inc.
  Meriden, CT
• 07/2017 → 07/2024
  Rhinebeck Bank
  Montgomery, NY
• 07/2024 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 07/2024 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2017-08-01 → 2024-07-17
  Osaic Institutions, Inc.
  Poughkeepsie, NY
• 2016-04-20 → 2017-07-27
  Cetera Investment Advisers Llc
  Montgomery, NY

Other Businesses

1. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FIXED INSURANCE; START DATE: 03/2024; APX NUMBER OF HOURS PER WEEK: 20; APX NUMBER OF HOURS DURING TRADING HOURS: 20; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT; BRIEF DESCRIPTION OF DUTIES: SALES OF FIXED INSURANCE PRODUCTS; 2. NAME OF OTHER BUSINESS: WALLKILL YOUTH LACROSSE; INVESTMENT RELATED: NO; ADDRESS: WALLKILL, NY 12589; NATURE OF BUSINESS: YOUTH LACROSSE; START DATE: 06/2023; POSITION/TITLE/RELATIONSHIP: BOARD MEMBER; APX NUMBER OF HOURS PER WEEK: 5; APX NUMBER OF HOURS DURING TRADING HOURS: NONE; BRIEF DESCRIPTION OF DUTIES: PROVIDE A HIGH-QUALITY EXPERIENCE TO EVERY ATHLETE BY ARRANGING AND ORCHESTRATING SEASONAL CLINICS, IN SEASON PRACTICE/GAMES AND FUNDRAISING ACTIVITIES TO ENHANCE OUR ATHLETES EXPERIENCE; 3. NAME OF OTHER BUSINESS: INSPIRE FOUNDATION; INVESTMENT RELATED: NO; ADDRESS: 100 EGBERTSON ROAD, 2ND FL, CAMPBELL HALL, NY 10916; NATURE OF BUSINESS: INDIVIDUALS WITH DISABILITIES; START DATE: 07/2018; POSITION/TITLE/RELATIONSHIP: ELECTED BOARD MEMBER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: NONE; BRIEF DESCRIPTION OF DUTIES: TO ASSIST IN RAISING FUNDS FOR THE BENEFIT OF INDIVIDUALS WITH DISABILITIES; 4. NAME OF OTHER BUSINESS: VALLEY WEALTH ADVISORS LLC; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: SECURITIES-RELATED DBA; START DATE: 07/2024; POSITION/TITLE/RELATIONSHIP: OWNER & FINANCIAL ADVISOR; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 20; BRIEF DESCRIPTION OF DUTIES: FINANCIAL ADVISOR;

Exams

• S66 Uniform Combined State Law Examination
  2016-04-11
• S63 Uniform Securities Agent State Law Examination
  2011-05-13

Other Names

• Alissa Saunders
• Alissa Saunders