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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2025-01-15
NY RA APPROVED 2025-01-15
  • IL RA
    APPROVED
    Since 2025-01-15
  • NY RA
    APPROVED
    Since 2025-01-15

Branch Locations

10 S Dearborn St Floor 09, Chicago, IL 60603 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mb Financial Bank Chicago IL 06/2012 10/2018
Cetera Investment Advisers Llc Schaumburg IL 01/2014 12/2016
Cedar Hill Associates, Llc Chicago IL 12/2016 11/2018
Jpmorgan Chase Bank, N.A. Chicago IL 01/2025 Present
J.P. Morgan Securities Llc Chicago IL 01/2025 Present
Bank Of Montreal Hinsdale IL 11/2018 12/2024
  • 06/2012 → 10/2018
    Mb Financial Bank
    Chicago, IL
  • 01/2014 → 12/2016
    Schaumburg, IL
  • 12/2016 → 11/2018
    Cedar Hill Associates, Llc
    Chicago, IL
  • 01/2025 → Present
    Jpmorgan Chase Bank, N.A.
    Chicago, IL
  • 01/2025 → Present
    Chicago, IL
  • 11/2018 → 12/2024
    Bank Of Montreal
    Hinsdale, IL
Previous Registrations
  • 2016-12-16 → 2018-11-12
    Cedar Hill Associates, Llc
    Chicago, IL
  • 2014-01-21 → 2016-12-15
    Schaumburg, IL
  • 2013-04-08 → 2014-01-21
    Cetera Investment Services Llc
    Chicago, IL
    Chicago, IL
  • 2010-05-24 → 2011-06-10
    Credit Suisse Securities (Usa) Llc
    Chicago, IL
Other Businesses

Entity Name: Metropolitan Family Services Investment related: Yes Address: https://www.metrofamily.org/ Nature of the other business: Nonprofit Position/Title/Relationship: Board Member Start Date: 10/01/2018 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: I'm on the Board and sit on the Finance Committee. It does not appear that JPM has an active relationship with the non profit. Metropolitan Family Services; not investment-related; Chicago, IL 60606; Non profit - social service; Board member; Board Member; 10/01/2018; number of hours/month you devote to the other business; 2 hours; number of hours you devote during securities trading hours; 0 hours; Duties: Serve as a Board Member and serve as a member of their Finance Committee.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-12-23
  • S66 Uniform Combined State Law Examination
    2024-12-23
Designations

View on SEC IAPD

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