Christopher William Phillips

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2010 → 06/2019
  Foresters Financial
  Cheektowaga, NY
• 07/2017 → 06/2019
  Foresters Advisory Services
  Cheektowaga, NY
• 06/2019 → 05/2025
  Cetera Investment Services Llc
  St Cloud, MN
• 06/2019 → 05/2025
  Cetera Investment Advisers Llc
  Cheektowaga, NY
• 05/2025 → Present
  Osaic Wealth, Inc.
  Buffalo, NY

Previous Registrations

• 2019-06-19 → 2025-05-05
  Cetera Investment Advisers Llc
  Cheektowaga, NY
  Niagara Falls, NY
• 2017-09-06 → 2019-06-24
  Foresters Advisory Services, Llc
  Cheektowaga, NY

Other Businesses

1. ATLAS WEALTH ADVISORS LLC POSITION: Operations Director NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 05/05/2025 ADDRESS: 100 Corporate Parkway, Suite 320, Buffalo NY 14226, United States DESCRIPTION: Clerical and office admin tasks 2. CHRISTOPHER PHILLIPS FIXED INSURANCE POSITION: Agent/Insurance Producer NATURE: Sole Proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 04/15/2010 ADDRESS: 100 Corporate Parkway, Suite 320, Buffalo NY 14226, United States DESCRIPTION: Sales and service of fixed insurance and annuities

Exams

• S65 Uniform Investment Adviser Law Examination
  2017-07-21
• S63 Uniform Securities Agent State Law Examination
  2010-05-24