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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2021-09-24
PA RA APPROVED 2021-09-23
  • FL RA
    APPROVED
    Since 2021-09-24
  • PA RA
    APPROVED
    Since 2021-09-23

Branch Locations

1250 Broadcasting Rd, Wyomissing, PA 19610 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Citizens Securities, Inc. Limerick PA 11/2014 09/2021
Wells Fargo Clearing Services, Llc ( Wyomissing PA 09/2021 Present
  • 11/2014 → 09/2021
    Limerick, PA
  • 09/2021 → Present
    Wells Fargo Clearing Services, Llc (
    Wyomissing, PA
Previous Registrations
  • 2014-11-21 → 2021-09-24
    Norristown, PA
    Trappe, PA
    Limerick, PA
    Akron, OH
    Plymouth Meeting, PA
    Pottstown, PA
    Conshohocken, PA
    Trappe, PA
  • 2012-09-19 → 2014-11-18
    Pottstown, PA
    Coopersburg, PA
    Kutztown, PA
    Wyomissing, PA
    Yardley, PA
    Harrisburg, PA
    Boyertown, PA
    Oley, PA
  • 2012-03-02 → 2012-09-19
    Laureldale, PA
    Kutztown, PA
    Coopersburg, PA
    Wyomissing, PA
    Pottstown, PA
    Pottstown, PA
  • 2010-07-05 → 2012-01-31
    Wyomissing, PA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-07-02
  • S66 Uniform Combined State Law Examination
    2010-07-02

View on SEC IAPD

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