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Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691
$1.78T regulatory AUM 16,844 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2013-04-10 |
| TX | RA | APPROVED | 2013-04-09 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Jacksonville | FL | 01/2013 | Present |
| Bank Of America, N.A. | Jacksonville | FL | 04/2013 | Present |
I*944237, Name of OBA: BBQ Problem, LLC. Address: Ponte Vedra, FL Investment Related: No Position, Title, Association: Owner Employee Start Date: 9/1/2022 No Hours: 8 Weekly No Hours during trading: 0 Duties: The intent of the business is essentially to have fun with my daughters while filming and posting BBQ recipes and processes we've developed overtime to a YouTube Channel and website. My goal is to show them that together we can use the internet and social media in a positive manner and also teach them about business along the way.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-04-08 |
| S63 | Uniform Securities Agent State Law Examination | 2011-07-25 |
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