Darrick Hokanson

Employer firm

LPl Enterprise, LLC CRD 8733

$24.9B regulatory AUM 12,118 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2024-11-14

NY RA
APPROVED

Since 2024-11-14

Branch Locations

Liverpool, NY • United States

5702 S. Bay Rd. Suite 2, Cicero, NY 13039 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Pruco Securities, Llc.	Syracuse	NY	07/2013	11/2024
Prudential Insurance Company Of America	Syracuse	NY	07/2013	Present
Lpl Enterprise, Llc	Syracuse	NY	11/2024	Present

07/2013 → 11/2024

Pruco Securities, Llc.

Syracuse, NY
07/2013 → Present

Prudential Insurance Company Of America

Syracuse, NY
11/2024 → Present

Lpl Enterprise, Llc

Syracuse, NY

Previous Registrations

2021-06-07 → 2024-11-14

Pruco Securities, Llc.

Syracuse, NY

Syracuse, NY
2010-09-28 → 2011-08-08

Equitable Advisors, Llc

Syracuse, NY

Other Businesses

1) 08/22/2024 - Golden Outlook / Essential Solutions - Medicare Advantage and Supplements sales - Non-Variable Insurance - Inv Related - At Syracuse, NY - Start Date 11/26/2018 - 0hrs/mth - 0hrs/mth During Trading

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2010-08-10

S66 Uniform Combined State Law Examination

2010-08-10

View on SEC IAPD