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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-05-02 |
Branch Locations
4606 Park Springs Blvd., Suite 140, TX 76017 • United States
Grand Prairie, TX • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| First Command Financial Planning, Inc. | Fort Worth | TX | 01/2006 | 02/2017 |
| First Command Financial Services, Inc | Fort Worth | TX | 01/2005 | 02/2017 |
| First Command Advisory Services | Fort Worth | TX | 12/2015 | 02/2017 |
| Lincoln Financial Securities Corporation | Arlington | TX | 02/2017 | 04/2024 |
| Cambridge Investment Research Inc. | Fairfield | IA | 04/2024 | Present |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 04/2024 | Present |
1) MT ASSOCIATES, LLC, 2899 W PIONEER PARKWAY, PANTEGO TX 76013, 07/2015, OWNER, RETAIL SALES/DISTRIBUTION, NIR, 40 HR/MO - 20 HR/MO TRADING. 2) BOARD MEMBER FOR RESCU, 2206 N MAIN STREET #223, WHEATON IL 60187, 01/2024, BOARD MEMBER, NIR, 5 HR/MO - 0 HR/MO TRADING. 3) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF AN RIA, INV REL, 160 HR/MO, 120 HR/MO TRADING. 05/02/2024 4) PHOENIX WEALTH PARTNERS, LLC, 4606 Park Springs, Suite 140, Arlington TX 76017, United States, 12/09/2024, Owner, Owner/Partner of a Business Entity, NIR, 4 HR/MO - 4 HR/MO TRADING.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-05-05 |
| S63 | Uniform Securities Agent State Law Examination | 2006-02-16 |
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