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Employer firm

Cambridge Investment Research Advisors, Inc. CRD 134139

$139B regulatory AUM 68,815 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Market timing

From the firm’s Form ADV. Read the guides:

Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-05-02
  • TX RA
    APPROVED
    Since 2024-05-02

Branch Locations

4606 Park Springs Blvd., Suite 140, TX 76017 • United States

Grand Prairie, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
First Command Financial Planning, Inc. Fort Worth TX 01/2006 02/2017
First Command Financial Services, Inc Fort Worth TX 01/2005 02/2017
First Command Advisory Services Fort Worth TX 12/2015 02/2017
Lincoln Financial Securities Corporation Arlington TX 02/2017 04/2024
Cambridge Investment Research Inc. Fairfield IA 04/2024 Present
Cambridge Investment Research Advisors, Inc. Fairfield IA 04/2024 Present
  • 01/2006 → 02/2017
    First Command Financial Planning, Inc.
    Fort Worth, TX
  • 01/2005 → 02/2017
    First Command Financial Services, Inc
    Fort Worth, TX
  • 12/2015 → 02/2017
    Fort Worth, TX
  • 02/2017 → 04/2024
    Lincoln Financial Securities Corporation
    Arlington, TX
  • 04/2024 → Present
    Cambridge Investment Research Inc.
    Fairfield, IA
  • 04/2024 → Present
    Fairfield, IA
Previous Registrations
  • 2017-02-03 → 2024-05-02
    Osaic Fs, Inc.
    Arlington, TX
    Canonsburg, PA
    Arlington, TX
  • 2015-12-15 → 2017-02-07
    Fort Worth, TX
  • 2006-08-23 → 2015-12-15
    First Command Brokerage Services, Inc.
    Fort Worth, TX
    Evans, GA
    Killeen, TX
    Killeen, TX
Other Businesses

1) MT ASSOCIATES, LLC, 2899 W PIONEER PARKWAY, PANTEGO TX 76013, 07/2015, OWNER, RETAIL SALES/DISTRIBUTION, NIR, 40 HR/MO - 20 HR/MO TRADING. 2) BOARD MEMBER FOR RESCU, 2206 N MAIN STREET #223, WHEATON IL 60187, 01/2024, BOARD MEMBER, NIR, 5 HR/MO - 0 HR/MO TRADING. 3) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF AN RIA, INV REL, 160 HR/MO, 120 HR/MO TRADING. 05/02/2024 4) PHOENIX WEALTH PARTNERS, LLC, 4606 Park Springs, Suite 140, Arlington TX 76017, United States, 12/09/2024, Owner, Owner/Partner of a Business Entity, NIR, 4 HR/MO - 4 HR/MO TRADING.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-05-05
S63 Uniform Securities Agent State Law Examination 2006-02-16
  • S65 Uniform Investment Adviser Law Examination
    2006-05-05
  • S63 Uniform Securities Agent State Law Examination
    2006-02-16
Designations
  • Certified Financial Planner
  • Chartered Financial Consultant
Other Names
  • Myra Lynn Baldwin

View on SEC IAPD

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