John Albert Ayala

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2016 → Present
  Lpl Financial, Llc
  Temecula, CA

Previous Registrations

• 2011-10-05 → 2016-01-12
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Carlsbad, CA
  San Diego, CA
  Carlsbad, CA
  San Diego, CA
• 2010-07-07 → 2011-07-11
  Morgan Stanley
  Rancho Sante Fe, CA

Other Businesses

1. 3/2/2016 - Ayala Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - START 02/24/2016 - 160 Hours Per Month/40 Hours During Securities Trading 2. 1/5/2022 - Ignite Human Capital - Not Investment Related - 33770 Sattui St. Temecula, CA 92592 - Other-Business Owner - Co-Owner and COO - Started 06/11/2018 - 20 Hours Per Month/0 Hours During Securities Trading - Wife is currently a CEO of a staffing firm, and is going to be going independent to start her own firm.

Exams

• S66 Uniform Combined State Law Examination
  2010-07-06

Other Names

• John Albert Blumenschein
• John Albert Ayala Sr
• John Albert Ayala