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Current Employers
State Farm Investment Management Corp.

One State Farm Plaza B-2, Bloomington, IL 61710-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2024-05-16
  • NJ RA
    APPROVED
    Since 2024-05-16

Branch Locations

Belford, NJ • United States

691 Inman Avenue, Colonia, NJ 07067 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Dave Roy Insurance Agency Colonia NJ 10/2015 Present
State Farm Vp Management Corp. Colonia NJ 07/2022 Present
State Farm Investment Management Corp Colonia NJ 05/2024 Present
  • 10/2015 → Present
    Dave Roy Insurance Agency
    Colonia, NJ
  • 07/2022 → Present
    State Farm Vp Management Corp.
    Colonia, NJ
  • 05/2024 → Present
    Colonia, NJ
Other Businesses

1) Dave P Roy Insurance Agency; Investment-related; 691 Inman Ave Colonia, NJ 07067; Insurance (State Farm Mutual Automobile Insurance Company and its affiliates); Agent employee; Agent Team Member; 08/01/2019; 80; 80; Service customers

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-05-19
S65 Uniform Investment Adviser Law Examination 2023-05-19
S63 Uniform Securities Agent State Law Examination 2022-11-12
  • S65 Uniform Investment Adviser Law Examination
    2023-05-19
  • S65 Uniform Investment Adviser Law Examination
    2023-05-19
  • S63 Uniform Securities Agent State Law Examination
    2022-11-12
Other Names
  • Walter R O'MAlley

View on SEC IAPD

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