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19520 West Catawba Avenue Suite 112, Cornelius, NC 28031 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TN | RA | APPROVED | 2024-03-15 |
| TX | RA | APPROVED | 2024-02-23 |
Branch Locations
19520 West Catawba Avenue Suite 112, Cornelius, NC 28031 • United States
2099 N Mount Juliet Rd., Mount Juliet, TN 37122 • United States
2505 21St Avenue South, Nashville, TN 37212 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Td Ameritrade | Columbia | SC | 04/2015 | 04/2020 |
| Guardian Life Insurance | Houston | TX | 09/2020 | 03/2021 |
| Unemployed | Austin | TX | 05/2020 | 08/2020 |
| Park Avenue Securities | Houston | TX | 09/2020 | 03/2021 |
| Guardian Life Insurance Company | Austin | TX | 03/2021 | 04/2021 |
| Park Avenue Securities | Austin | TX | 03/2021 | 04/2021 |
| Centennial Advisors, Llc | Austin | TX | 04/2021 | 01/2024 |
| Riverdog Wealth, Llc | Austin | TX | 02/2024 | Present |
| Alphastar Capital Management, Llc | Cornelius | NC | 02/2024 | Present |
| Riverdog Insurance, Llc | Austin | TX | 02/2024 | Present |
Riverdog Insurance LLC; non-investment related; 7317 Sligo Dr. Austin, TX 78754; Insurance Products and Sales, Co-Owner/Licensed Insurance Agent; 02/2024; 80 hours/month; 80 hours/month during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-01-05 |
| S63 | Uniform Securities Agent State Law Examination | 2010-10-01 |
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