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Current Employers
Janney Montgomery Scott Llc

1717 Arch Street, Philadelphia, PA 19103 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2019-10-21
FL RA APPROVED 2016-06-09
  • TX RA
    APPROVED_RES
    Since 2019-10-21
  • FL RA
    APPROVED
    Since 2016-06-09

Branch Locations

3001 Pga Boulevard Suite 200, Palm Beach Gardens, FL 33410 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Janney Montgomery Scott Llc Palm Beach Gardens FL 06/2015 11/2022
Janney Montgomery Scott Llc Palm Beach Gardens FL 11/2022 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-04-25
S63 Uniform Securities Agent State Law Examination 2015-04-13
  • S65 Uniform Investment Adviser Law Examination
    2016-04-25
  • S63 Uniform Securities Agent State Law Examination
    2015-04-13

View on SEC IAPD

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