Brooks M Morgan

Employer firm

Nationwide Investment Advisors, LLC CRD 142373

$16.7B regulatory AUM

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2015 → 10/2021
  Nationwide Investment Services Corporation
  Columbus, OH
• 10/2021 → 01/2022
  Personal Capital Advisors Corporation
  Lexington, KY
• 02/2022 → Present
  Nationwide Investment Services Corporation
  Columbus, OH

Previous Registrations

• 2021-10-26 → 2022-02-08
  Personal Capital Advisors Corporation
  Lexington, KY
  Greenwood Village, CO
• 2015-05-18 → 2021-11-01
  Nationwide Investment Advisors, Llc
  Columbus, OH
• 2012-09-11 → 2015-05-06
  Pnc Wealth Management Llc
  Lexington, KY
  Lexington, KY
• 2011-10-17 → 2012-07-25
  Chase Investment Services Corp.
  Lexington, KY
  Lexington, KY
• 2010-09-21 → 2011-01-04
  Pnc Wealth Management Llc
  Louisville, KY
  Louisville, KY

Exams

• S66 Uniform Combined State Law Examination
  2010-09-20

Designations

• Certified Financial Planner

Other Names

• Brooks M. Morgan
• Brooks Morgan
• Brooks Marshal Morgan