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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2025-03-14
TX RA APPROVED_RES 2025-03-14
  • GA RA
    APPROVED
    Since 2025-03-14
  • TX RA
    APPROVED_RES
    Since 2025-03-14

Branch Locations

3414 Peachtree Rd Ne Suite 550, Atlanta, GA 30326 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Pnc Investments Woodstock GA 03/2015 01/2017
Wells Fargo Clearing Services, Llc Atlanta GA 01/2017 Present
Raymond James & Associates, Inc Atlanta GA 03/2025 Present
Previous Registrations
  • 2017-01-11 → 2025-03-19
    Atlanta, GA
    Atlanta, GA
    Atlanta, GA
    Atlanta, GA
    Cumming, GA
  • 2015-04-01 → 2017-01-13
    Atlanta, GA
    Lagrange, GA
    Woodstock, GA
    Acworth, GA
    Kennesw, GA
    Marietta, GA
    Fayetteville, GA
    Morrow, GA
    Newnan, GA
    Marietta, GA
    Palmetto, GA
    Stockbridge, GA
    Lagrange, GA
  • 2010-07-09 → 2011-08-19
    Atlanta, GA
    Atlanta, GA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2015-02-03
S66 Uniform Combined State Law Examination 2010-06-11
  • S65 Uniform Investment Adviser Law Examination
    2015-02-03
  • S66 Uniform Combined State Law Examination
    2010-06-11

View on SEC IAPD

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