Best Investors
Account
Sign in
Best Investors
Account
Sign in
Scottsdale, AZ • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2025-10-20 |
| CO | RA | APPROVED | 2025-10-17 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Robert W. Baird & Co. Incorporated | Phoenix | AZ | 02/2013 | 10/2025 |
| Xcelsior Advisor Partners Llc Dba Eagle Rock Wealth Mgmt | Scottsdale | AZ | 10/2025 | Present |
| The Leaders Group Dba Simplicity Investments | Summit | NJ | 10/2025 | Present |
1.) EAGLE ROCK WEALTH MANAGEMENT - 10/17/25 - 14624 N Scottsdale Road, Suite 195, Scottsdale, AZ 85254 - Financial Advisor, Advise individuals & families on financial planning, Invt Rel, Insurance business, 160 hrs/mo; 160 hrs/mo (during trading hours). 2.) SIMPLICITY GROUP - 10/17/25 - 14624 N Scottsdale Road, Suite 195, Scottsdale, AZ 85254 - Insurance Agent, Suitably executing insurance & annuity advice, Invt Rel, Insurance business, 10 hrs/mo; 10 hrs/mo (during trading hours).
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-03-20 |
| S63 | Uniform Securities Agent State Law Examination | 2010-06-15 |
Reach out to this advisor