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Employer firm

First Command Advisory Services CRD 281958

$24.4B regulatory AUM 1,013 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
First Command Advisory Services

1 Firstcomm Plaza, Fort Worth, TX 76109 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2015-12-15
TX RA APPROVED 2015-12-15
  • CO RA
    APPROVED
    Since 2015-12-15
  • TX RA
    APPROVED
    Since 2015-12-15

Branch Locations

1277 Kelly Johnson Blvd, Suite 260, Colorado Springs, CO 80920 • United States

1 Firstcomm Plaza, Fort Worth, TX 76109 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
First Command Financial Planning, Inc. Fort Worth TX 04/2010 Present
First Command Financial Services, Inc. Fort Worth TX 04/2010 Present
First Command Advisory Services Fort Worth TX 12/2015 Present
  • 04/2010 → Present
    First Command Financial Planning, Inc.
    Fort Worth, TX
  • 04/2010 → Present
    First Command Financial Services, Inc.
    Fort Worth, TX
  • 12/2015 → Present
    Fort Worth, TX
Other Businesses

(1)Name of the other business: Tres Shocker, LLC ; Whether the business is investment-related: No ; Address of the other business: 15044 Pole Pine Point Colorado Springs CO 80908 ; Nature of the other business: Owner/Sole/Partner ; Your position, title, or relationship with the other business: President ; The start date of your relationship: 1/15/2022 ; The approximate number of hours/month you devote to the other business: 1 to 5 ; The number of hours you devote to the other business during securities trading hours: None ; Briefly describe your duties relating to the other business: Make sure bills are paid, mail is read and reviewed. Final decision on contracts.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-01-10
S63 Uniform Securities Agent State Law Examination 2010-07-12
  • S66 Uniform Combined State Law Examination
    2013-01-10
  • S63 Uniform Securities Agent State Law Examination
    2010-07-12
Other Names
  • Chad M Holland

View on SEC IAPD

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