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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2016-10-27
FL RA APPROVED 2012-07-12
  • TX RA
    APPROVED_RES
    Since 2016-10-27
  • FL RA
    APPROVED
    Since 2012-07-12

Branch Locations

115 Penmam Rd , Neptune Beach, FL 32266 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Sevices, Orlando FL 08/2011 Present
Raymond James Financial Services Advisors Inc. Orlando FL 07/2012 Present
Previous Registrations
  • 2012-08-23 → 2015-12-09
    401Kapow
    Orlando, FL
Other Businesses

(1)Name of Business: Address: 442 3rd Street, Neptune Beach, FL, 32266, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 08/11/2011 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 81+ Description of duties: This is the LLC that runs our payroll and benefits. I am not an owner on this LLC (2)Name of Business: Agility Wealth Management Address: 442 3rd Street, Neptune Beach, FL, 32266, United States Activity Type: Support Company - Non Owner Position/Title: Independent Contractor, Associate/Employee Investment Related: No Start Date: 01/01/2021 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 81+ Description of duties: This will be our new team name starting January 1st 2021. (3)Name of Business: Agility Wealth Management Casper Address: 442 3rd Street, Neptune Beach, FL, 32266, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 04/06/2021 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 81+ Description of duties: Financial Advisor for the new office acquired through acquisition (4)Name of Business: Eleven Atlantic Address: 442 3rd St, Neptune Beach, FL, 32266-5111, United States Activity Type: Support Company - Non Owner Position/Title: Other Investment Related: No Start Date: 06/01/2024 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Marketing DBA.\n (5)Name of Business: McCann Solutions LLC Address: 442 3rd Street, Neptune Beach, FL, 32266, United States Activity Type: Support Company - Owner Position/Title: Independent Contractor Investment Related: Yes Start Date: 01/24/2018 Hours per month devoted to this business: 21-40 Hours per month devoted to this business during trading hours: 21-40 Description of duties: This is my personal LLC where I deposit my commissions from Raymond James (6)Name of Business: WMM Group LLC Address: 442 3rd Street, Neptune Beach, FL, 32266, United States Activity Type: Support Company - Owner Position/Title: Independent Contractor Investment Related: No Start Date: 05/01/2017 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Opened WMM LCC to pay the bills and payroll of Jacksonville branch 7mu05.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-06-04
  • S66 Uniform Combined State Law Examination
    2012-06-04

View on SEC IAPD

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