Laura Ann Vaughn

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2010 → 08/2023
  Securian Financial Services, Inc
  St Paul, MN
• 09/2010 → 10/2021
  Cri Securities, Llc
  St Paul, MN
• 09/2010 → 08/2023
  Minnesota Life Insurance Company
  St Paul, MN
• 05/2011 → Present
  North Star Consultants, Inc.
  Houston, TX
• 08/2023 → Present
  Cetera Wealth Services, Llc
  Houston, TX
• 08/2023 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2010-10-28 → 2023-08-10
  Securian Financial Services, Inc.
  Austin, TX
  Austin, TX
  Houston, TX
  Minneapolis, MN
  St. Paul, MN
• 2010-10-28 → 2021-10-22
  Cri Securities, Llc
  Austin, TX
  Austin, TX
  Houston, TX
  Minneapolis, MN

Other Businesses

1. HOUSTON LIVESTOCK SHOW AND RODEO SCHOOL ART COMMITTEE POSITION: Volunteer NATURE: Board Member INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 4 START DATE: 10/01/2013 ADDRESS: , Houston TX , United States DESCRIPTION: Volunteer 2. LAURA VAUGHN CFP LLC POSITION: Agent/Broker NATURE: Fixed Insurance Sales INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 05/01/2019 ADDRESS: , Houston TX , United States DESCRIPTION: Agent/Broker 3. NORTH STAR CONSULTANTS & NORTH STAR BROKERAGE POSITION: Agent/Broker NATURE: Fixed Insurance Sales INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 06/01/2011 ADDRESS: , Minneapolis MN , United States DESCRIPTION: Agent/Broker; 4. NAME OF OTHER BUSINESS: NORTH STAR CONSULTANTS OF TEXAS, INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 08/2023, POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL, APX NUMBER OF HOURS PER WEEK: 1, APX NUMBER OF HOURS DURING TRADING HOURS: 1, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES; 4. NAME OF OTHER BUSINESS: LAURA VAUGHN CFP LLC , INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 01/2026 , POSITION/TITLE/RELATIONSHIP: OWNER, APX NUMBER OF HOURS PER WEEK: 1, APX NUMBER OF HOURS DURING TRADING HOURS: 1, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES;

Exams

• S66 Uniform Combined State Law Examination
  2010-10-23

Designations

• Certified Financial Planner