Tan Duy Nguyen

Employer firm

Cambridge Investment Research Advisors, Inc. CRD 134139

$139B regulatory AUM 68,815 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Market timing

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2010 → 10/2017
  Trilogy Financial Services
  San Diego, CA
• 04/2010 → 10/2017
  National Planning Corporation
  San Diego, CA
• 10/2017 → Present
  Cambridge Investment Research, Inc.
  Fairfield, IA
• 02/2018 → Present
  Cambridge Investment Research Advisors, Inc.
  Fairfield, IA

Other Businesses

1) TAN NGUYEN, 11622 EL CAMINO REAL, STE 100, SAN DIEGO, CA, 10/2017, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, INV REL, 30 HR/MO, 20 HR/MO TRADING. 2) CIRA,1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF AN RIA, INV REL, 120 HR/MO, 80 HR/MO TRADING. SEE EMPLOYMENT HISTORY FOR START DATE. 3) TAN NGUYEN, 7406 ALTIVA PLACE, CARLSBAD, CA, 01/01/19, OWNER, REAL ESTATE RENTAL, NIR, 4 HR/YR, 0 HR/YR TRADING. 4) LUMINOUS FINANCIAL GROUP LLC, 11622 El Camino Real #100, San Diego, CA 92130, 10/2017, Investment Advisor Representative, DBA Name, INV REL, 0 HR/MO, 0 HR/MO TRADING.

Exams

• S65 Uniform Investment Adviser Law Examination
  2018-02-21
• S63 Uniform Securities Agent State Law Examination
  2010-05-17

Other Names

• Tan Nguyen