Andrew Michael Morgasen

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2012 → 05/2019
  Ameriprise Financial Services, Inc.
  Bohemia, NY
• 05/2019 → 07/2024
  Charles Schwab & Co., Inc.
  Huntington Station, NY
• 05/2019 → 07/2024
  Charles Schwab Bank
  Huntington Station, NY
• 07/2024 → 07/2025
  Next Financial Group
  Melville, NY
• 07/2025 → 08/2026
  Lpl Financial Llc
  Melville, NY
• 08/2026 → Present
  Cetera Wealth Services, Llc
  El Segundo , CA
• 08/2026 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2024-07-19 → 2025-07-10
  Next Financial Group, Inc.
  Melville, NY
  Roseville, CA
• 2019-07-05 → 2024-08-02
  Charles Schwab & Co., Inc.
  Garden City, NY
  Huntington Station, NY
• 2010-09-06 → 2011-04-13
  Wells Fargo Clearing Services, Llc
  Woodbury, NY

Other Businesses

1. NAME OF OTHER BUSINESS: SIERRA RIDGE ADVISOR GROUP INVESTMENT RELATED: YES ADDRESS: ROSEVILLE, CA 95678 NATURE OF BUSINESS: DBA FOR FINANCIAL SERVICES START DATE: 08/2026 POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 30 BRIEF DESCRIPTION OF DUTIES: WEALTH MANAGEMENT; 2. NAME OF OTHER BUSINESS: THE PINNACLE GROUP INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: DBA FOR INSURANCE START DATE: 08/2026 POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL APX NUMBER OF HOURS PER WEEK: 5 APX NUMBER OF HOURS DURING TRADING HOURS: 1 BRIEF DESCRIPTION OF DUTIES: FIXED INSURANCE/ANNUITY SALES; 3. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE START DATE: 10/2010 APX NUMBER OF HOURS PER WEEK: 5 APX NUMBER OF HOURS DURING TRADING HOURS: 1 POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SALES OF FIXED INSURANCE PRODUCTS

Exams

• S66 Uniform Combined State Law Examination
  2019-06-26
• S63 Uniform Securities Agent State Law Examination
  2010-05-18