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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2025-09-05 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Harbour Investments Inc | Madison | WI | 09/2010 | Present |
| Hatzung Insurance | St. Louis Park | MN | 09/2010 | Present |
| Avantax Investment Services, Inc. | Mcintosh | MN | 10/2012 | 09/2025 |
| Avantax Advisory Services | Mcintosh | MN | 10/2012 | 09/2025 |
| Avantax Insurance Agency, Llc | Mcintosh | MN | 10/2012 | 09/2025 |
| King Town Mutual Insurance Company | Mcintosh | MN | 02/2017 | 11/2022 |
| King Town Mutual Insurance Company | Mcintosh | MN | 02/2017 | Present |
| Win E Mac Isd 2609 | Erskine | MN | 09/2020 | Present |
| Davin And Amanda Swanson | Mcintosh | MN | 09/2020 | Present |
| Hill River Hunting Inc | Mcintosh | MN | 09/2020 | Present |
| Hill River Hunting Inc | Mcintosh | MN | 03/2014 | Present |
| Cetera Wealth Services, Llc | Mcintosh | MN | 09/2025 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 09/2025 | Present |
1) Hatzung Insurance Agency~'NIR'~4021 Vernon Ave S~St. Louis Park~MN~55416~Independent Insurance Agent~Insurance Sales Agent~9/1/2010~20hrs~20hrs~offer insurance products 2) King Town Mutual Insurance Company~'NIR'~265 SW Cleveland Ave~McIntosh~MN~56556~Other~President~2/6/2017~1hrs~1hrs~Attend Board Meetings 3) McIntosh Fireman's Relief Association~'NIR'~PO Box 356~McIntosh~MN~56556~Board Position/Officer~Other~2/1/2019~1hrs~0hrs~Balance Checkbook. Help Complete Annual Audits 4) Hill River Hunting Inc~'NIR'~33346 300th Ave SE~McIntosh~MN~56556~Insurance Agent~Agent~9/28/2020~80hrs~65hrs~Sell and service insurance policies. WIN E MAC ISD 2609 5) POSITION: Independent Contractor NATURE: Substitute Teacher.? Teach our children INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 09/01/2020; ADDRESS: 23130 345th St SE, Erskine MN 56556; Make sure the classroom is on task 6) WIN E MAC ISD POSITION: Board Member NATURE: ~; I will help set the vision, goals, and policy for the school district INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2020; ADDRESS: 23130 345th St SE, Erskine MN 56535; Monthly Meetings 7) DAVIN AND AMANDA SWANSON POSITION: Owner NATURE: Agriculture, beef cow/calf operation. INVESTMENT RELATED: No NUMBER OF HOURS: 30 SECURITIES TRADING HOURS: 0 START DATE: 01/12/2013; ADDRESS: 33346 300th Ave SE, McIntosh MN 56556; Calve out cows and sell calves annually. 8) HILL RIVER HUNTING INC POSITION: Agent/Advisor NATURE: Insurance and Investment Sales thru Hatzung Insurance (disclosed) and Avantax. INVESTMENT RELATED: Yes NUMBER OF HOURS: 80 SECURITIES TRADING HOURS: 65 START DATE: 03/15/2014; ADDRESS: 33346 300th Ave SE, McIntosh MN 56556;Sell and service insurance policies and investment accounts. 9)Davin and Amanda Swanson; Owner; Agriculture land rented to a farmer; NIR; 0; 09/25/2020; 33346 300th Ave SE McIntosh MN 56556; Renter completes all necessary task to keep the land in production; 10) NAME OF OTHER BUSINESS: ASPHULT CEMETERY; INVESTMENT RELATED: NO; ADDRESS: 330TH ST SE, MCINTOSH, MN 56556; NATURE OF BUSINESS: BOARD; START DATE: 11/2025; POSITION/TITLE/RELATIONSHIP: TREASURER; APX NUMBER OF HOURS PER WEEK: LESS THAN 1; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: BALANCE CHECKBOOK (DEPOSITS AND PAY BILLS);
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-03-24 |
| S63 | Uniform Securities Agent State Law Examination | 2006-02-07 |
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