Best Investors Account Sign in
Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2025-09-05
  • MN RA
    APPROVED
    Since 2025-09-05

Branch Locations

Mcintosh, MN • United States

175 North Broadway, Mcintosh, MN 56556 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Harbour Investments Inc Madison WI 09/2010 Present
Hatzung Insurance St. Louis Park MN 09/2010 Present
Avantax Investment Services, Inc. Mcintosh MN 10/2012 09/2025
Avantax Advisory Services Mcintosh MN 10/2012 09/2025
Avantax Insurance Agency, Llc Mcintosh MN 10/2012 09/2025
King Town Mutual Insurance Company Mcintosh MN 02/2017 11/2022
King Town Mutual Insurance Company Mcintosh MN 02/2017 Present
Win E Mac Isd 2609 Erskine MN 09/2020 Present
Davin And Amanda Swanson Mcintosh MN 09/2020 Present
Hill River Hunting Inc Mcintosh MN 09/2020 Present
Hill River Hunting Inc Mcintosh MN 03/2014 Present
Cetera Wealth Services, Llc Mcintosh MN 09/2025 Present
Cetera Investment Advisers Llc Schaumburg IL 09/2025 Present
  • 09/2010 → Present
    Harbour Investments Inc
    Madison, WI
  • 09/2010 → Present
    Hatzung Insurance
    St. Louis Park, MN
  • 10/2012 → 09/2025
    Avantax Investment Services, Inc.
    Mcintosh, MN
  • 10/2012 → 09/2025
    Avantax Advisory Services
    Mcintosh, MN
  • 10/2012 → 09/2025
    Avantax Insurance Agency, Llc
    Mcintosh, MN
  • 02/2017 → 11/2022
    King Town Mutual Insurance Company
    Mcintosh, MN
  • 02/2017 → Present
    King Town Mutual Insurance Company
    Mcintosh, MN
  • 09/2020 → Present
    Win E Mac Isd 2609
    Erskine, MN
  • 09/2020 → Present
    Davin And Amanda Swanson
    Mcintosh, MN
  • 09/2020 → Present
    Hill River Hunting Inc
    Mcintosh, MN
  • 03/2014 → Present
    Hill River Hunting Inc
    Mcintosh, MN
  • 09/2025 → Present
    Cetera Wealth Services, Llc
    Mcintosh, MN
  • 09/2025 → Present
    Schaumburg, IL
Previous Registrations
  • 2014-01-09 → 2025-09-05
    Avantax Advisory Services
    Fosston, MN
    Mcintosh, MN
    Mcintosh, MN
  • 2006-03-27 → 2007-07-27
    Country Trust Bank
    Edina, MN
Other Businesses

1) Hatzung Insurance Agency~'NIR'~4021 Vernon Ave S~St. Louis Park~MN~55416~Independent Insurance Agent~Insurance Sales Agent~9/1/2010~20hrs~20hrs~offer insurance products 2) King Town Mutual Insurance Company~'NIR'~265 SW Cleveland Ave~McIntosh~MN~56556~Other~President~2/6/2017~1hrs~1hrs~Attend Board Meetings 3) McIntosh Fireman's Relief Association~'NIR'~PO Box 356~McIntosh~MN~56556~Board Position/Officer~Other~2/1/2019~1hrs~0hrs~Balance Checkbook. Help Complete Annual Audits 4) Hill River Hunting Inc~'NIR'~33346 300th Ave SE~McIntosh~MN~56556~Insurance Agent~Agent~9/28/2020~80hrs~65hrs~Sell and service insurance policies. WIN E MAC ISD 2609 5) POSITION: Independent Contractor NATURE: Substitute Teacher.? Teach our children INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 09/01/2020; ADDRESS: 23130 345th St SE, Erskine MN 56556; Make sure the classroom is on task 6) WIN E MAC ISD POSITION: Board Member NATURE: ~; I will help set the vision, goals, and policy for the school district INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2020; ADDRESS: 23130 345th St SE, Erskine MN 56535; Monthly Meetings 7) DAVIN AND AMANDA SWANSON POSITION: Owner NATURE: Agriculture, beef cow/calf operation. INVESTMENT RELATED: No NUMBER OF HOURS: 30 SECURITIES TRADING HOURS: 0 START DATE: 01/12/2013; ADDRESS: 33346 300th Ave SE, McIntosh MN 56556; Calve out cows and sell calves annually. 8) HILL RIVER HUNTING INC POSITION: Agent/Advisor NATURE: Insurance and Investment Sales thru Hatzung Insurance (disclosed) and Avantax. INVESTMENT RELATED: Yes NUMBER OF HOURS: 80 SECURITIES TRADING HOURS: 65 START DATE: 03/15/2014; ADDRESS: 33346 300th Ave SE, McIntosh MN 56556;Sell and service insurance policies and investment accounts. 9)Davin and Amanda Swanson; Owner; Agriculture land rented to a farmer; NIR; 0; 09/25/2020; 33346 300th Ave SE McIntosh MN 56556; Renter completes all necessary task to keep the land in production; 10) NAME OF OTHER BUSINESS: ASPHULT CEMETERY; INVESTMENT RELATED: NO; ADDRESS: 330TH ST SE, MCINTOSH, MN 56556; NATURE OF BUSINESS: BOARD; START DATE: 11/2025; POSITION/TITLE/RELATIONSHIP: TREASURER; APX NUMBER OF HOURS PER WEEK: LESS THAN 1; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: BALANCE CHECKBOOK (DEPOSITS AND PAY BILLS);

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-03-24
S63 Uniform Securities Agent State Law Examination 2006-02-07
  • S65 Uniform Investment Adviser Law Examination
    2006-03-24
  • S63 Uniform Securities Agent State Law Examination
    2006-02-07

View on SEC IAPD

More in Mcintosh, MN

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor