David Alimi

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars
PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2022-04-18

TX RA
APPROVED

Since 2022-04-18

Branch Locations

6310 N Eldridge Pkwy Ci Client Management, Houston, TX 77041 • United States

2555-2595 W Chandler Blvd Ci Client Management, Chandler, AZ 85224 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Bbva Securities Inc.	Houston	TX	10/2015	11/2016
Compass Bank	Birmingham	AL	07/2015	11/2016
Bbva Compass Insurance Agency, Inc.	Austin	TX	12/2015	11/2016
Education	Salt Lake City	UT	11/2016	07/2017
Morgan Stanley	Houston	TX	07/2017	11/2017
Morgan Stanley Private Bank, National Association	New York	NY	11/2017	06/2019
Td Ameritrade	Houston	TX	07/2019	01/2021
Lpl Financial Llc	Houston	TX	01/2021	03/2021
Securities America, Inc.	Houston	TX	01/2021	03/2021
Td Ameritrade	Houston	TX	03/2021	11/2021
Raymond James Financial Services, Inc	Houston	TX	02/2022	02/2022
Raymond James Financial Services Advisors, Inc	Houston	TX	02/2022	02/2022
First Community Credit Union	Houston	TX	02/2022	02/2022
Wizzered Inc	Houston	TX	01/2021	Present
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Houston	TX	03/2017	Present
Bank Of America, N.A.	Houston	TX	04/2022	Present

10/2015 → 11/2016

Bbva Securities Inc.

Houston, TX
07/2015 → 11/2016

Compass Bank

Birmingham, AL
12/2015 → 11/2016

Bbva Compass Insurance Agency, Inc.

Austin, TX
11/2016 → 07/2017

Education

Salt Lake City, UT
07/2017 → 11/2017

Morgan Stanley

Houston, TX
11/2017 → 06/2019

Morgan Stanley Private Bank, National Association

New York, NY
07/2019 → 01/2021

Td Ameritrade

Houston, TX
01/2021 → 03/2021

Lpl Financial Llc

Houston, TX
01/2021 → 03/2021

Securities America, Inc.

Houston, TX
03/2021 → 11/2021

Td Ameritrade

Houston, TX
02/2022 → 02/2022

Raymond James Financial Services, Inc

Houston, TX
02/2022 → 02/2022

Raymond James Financial Services Advisors, Inc

Houston, TX
02/2022 → 02/2022

First Community Credit Union

Houston, TX
01/2021 → Present

Wizzered Inc

Houston, TX
03/2017 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Houston, TX
04/2022 → Present

Bank Of America, N.A.

Houston, TX

Previous Registrations

2021-04-12 → 2021-11-25

Td Ameritrade, Inc.

Houston, TX
2021-04-12 → 2021-11-25

Td Ameritrade Investment Management, Llc

Houston, TX
2021-01-25 → 2021-04-05

Lpl Financial Llc

Houston, TX
2019-07-09 → 2021-01-11

Td Ameritrade, Inc.

Houston, TX

Houston, TX
2019-07-09 → 2020-12-31

Td Ameritrade Investment Management, Llc

Houston, TX

Houston, TX
2017-10-27 → 2019-07-05

Morgan Stanley

Houston, TX

Houston, TX

Other Businesses

Wizzered Inc - 01/2021 - Web development - Houston, TX - Owner - 40/0 hrs per month - Not investment related First Community Credit Union - 02/2022- Credit Union - Investment related - Houston, TX - 0/0hr per month - Advisor.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2017-10-27
S63	Uniform Securities Agent State Law Examination	2010-06-01

S66 Uniform Combined State Law Examination

2017-10-27
S63 Uniform Securities Agent State Law Examination

2010-06-01

Other Names

David O Alimi
David Alimi
David Alimi

View on SEC IAPD