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Santa Monica Wealth Management, LLC CRD 298174
$24.6M regulatory AUM 36 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
Houston, TX • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2018-10-02 |
Branch Locations
2100 W. Loop S. Suite 800, Houston, TX 77027 • United States
Houston, TX • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cambridge Investment Research, Inc. | Fairfield | IA | 07/2014 | 09/2018 |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 07/2014 | 09/2018 |
| Santa Monica Wealth Management, Llc | Friendswood | TX | 08/2018 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2012-06-15 |
| S63 | Uniform Securities Agent State Law Examination | 2011-11-01 |
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