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Park Avenue Securities LLC CRD 46173
$19.6B regulatory AUM 38,649 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2026-01-21 |
| IN | RA | APPROVED | 2025-08-18 |
| FL | RA | APPROVED | 2025-06-09 |
| CT | RA | APPROVED | 2025-04-18 |
| AL | RA | APPROVED | 2025-01-05 |
| TX | RA | APPROVED | 2024-07-30 |
| UT | RA | APPROVED | 2023-01-18 |
| AZ | RA | APPROVED | 2022-05-04 |
| MO | RA | APPROVED | 2022-03-17 |
| MI | RA | APPROVED | 2022-03-10 |
| CO | RA | APPROVED | 2021-10-14 |
| OH | RA | APPROVED | 2021-08-02 |
| IL | RA | APPROVED | 2021-04-21 |
| OR | RA | APPROVED | 2020-12-07 |
| DC | RA | APPROVED | 2020-03-02 |
| CA | RA | APPROVED | 2018-12-05 |
Branch Locations
Edwardsville, IL • United States
2875 Michelle Drive Suite 110, Irvine, CA 92606 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mass Mutual | Santa Monica | CA | 12/2015 | 11/2018 |
| Mml Investor Services | Santa Monica | CA | 01/2016 | 11/2018 |
| Guardian Life Insurance Co Of America | Santa Monica | CA | 12/2018 | 09/2019 |
| Park Avenue Securities, Llc | Santa Monica | CA | 12/2018 | 09/2019 |
| Guardian Life Insurance Company | Beverly Hills | CA | 09/2019 | 09/2022 |
| Park Avenue Securities | Beverly Hills | CA | 09/2019 | 09/2022 |
| Guardian Life Insurance Company | Los Angeles | CA | 09/2022 | 01/2025 |
| Park Avenue Securities | Los Angeles | CA | 09/2022 | 01/2025 |
| Guardian Life Insurance Company | Irvine | CA | 06/2024 | 01/2025 |
| Park Avenue Securities | Irvine | CA | 06/2024 | 01/2025 |
| Guardian Life Insurance Company | Edwardsville | IL | 02/2025 | Present |
| Park Avenue Securities | Edwardsville | IL | 02/2025 | Present |
1) Outside Companies-If guardian is not a fit for the client I will go to outside insurance carriers to fulfill their need, Start: 01/01/2016, Address: 233 Wilshire Blvd Suite 550 Santa Monica, CA 90401, 1 total hour per month, 1 during securities trading hours, Less than 10% annual compensation, Investment related, 2) Actor- Acting alongside my wife. W2 or independent contractor income depending on production company. Start: 04/26/2022, Address: 29899 Agoura Rd Suite 110 Agoura Hills, CA 91310, 0-1 total hours per month; 0-1 during securities trading hours, Less than 10% annual compensation, Not Investment related,
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2017-11-09 |
| S63 | Uniform Securities Agent State Law Examination | 2010-06-22 |
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