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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-10-01
IN RA APPROVED 2021-09-30
  • TX RA
    APPROVED_RES
    Since 2021-10-01
  • IN RA
    APPROVED
    Since 2021-09-30

Branch Locations

1828 E St Rte 44, Shelbyville, IN 46176 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pnc Investments Indianapolis IN 03/2012 03/2017
Pnc Bank Indianapolis IN 03/2012 03/2017
Pnc Investments Indianapolis IN 03/2017 07/2020
American Fidelity Securities, Inc. Indianapolis IN 08/2020 07/2021
Unemployed Columbus IN 08/2021 08/2021
Jp Morgan Chase Bank, N.A. Greenwood IN 09/2021 Present
J.P. Morgan Securities, Llc Greenwood IN 09/2021 Present
  • 03/2012 → 03/2017
    Pnc Investments
    Indianapolis, IN
  • 03/2012 → 03/2017
    Pnc Bank
    Indianapolis, IN
  • 03/2017 → 07/2020
    Pnc Investments
    Indianapolis, IN
  • 08/2020 → 07/2021
    American Fidelity Securities, Inc.
    Indianapolis, IN
  • 08/2021 → 08/2021
    Unemployed
    Columbus, IN
  • 09/2021 → Present
    Jp Morgan Chase Bank, N.A.
    Greenwood, IN
  • 09/2021 → Present
    Greenwood, IN
Previous Registrations
  • 2014-10-24 → 2020-08-03
    Greenwood, IN
    Indianapolis, IN
    Carmel, IN
    Indianapolis, IN
    Indianapolis, IN
    Columbus, IN
    Nashville, IN
    Columbus, IN
    Greenwood, IN
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2014-10-23
S63 Uniform Securities Agent State Law Examination 2010-05-27
  • S65 Uniform Investment Adviser Law Examination
    2014-10-23
  • S63 Uniform Securities Agent State Law Examination
    2010-05-27
Other Names
  • Trevor C Johnson

View on SEC IAPD

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