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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2021-10-01 |
| IN | RA | APPROVED | 2021-09-30 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pnc Investments | Indianapolis | IN | 03/2012 | 03/2017 |
| Pnc Bank | Indianapolis | IN | 03/2012 | 03/2017 |
| Pnc Investments | Indianapolis | IN | 03/2017 | 07/2020 |
| American Fidelity Securities, Inc. | Indianapolis | IN | 08/2020 | 07/2021 |
| Unemployed | Columbus | IN | 08/2021 | 08/2021 |
| Jp Morgan Chase Bank, N.A. | Greenwood | IN | 09/2021 | Present |
| J.P. Morgan Securities, Llc | Greenwood | IN | 09/2021 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2014-10-23 |
| S63 | Uniform Securities Agent State Law Examination | 2010-05-27 |
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