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4340 Redwood Highway Suite B-60, San Rafael, CA 94903 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2024-12-19 |
Branch Locations
980 Jolly Road, Suite 100, Blue Bell, PA 19422 • United States
4340 Redwood Highway Suite B-60, San Rafael, CA 94903 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Primerica Financial Services | Conshohocken | PA | 06/2016 | 12/2016 |
| Pfs Investments Inc. | Conshohocken | PA | 07/2016 | 12/2016 |
| Pacer Financial, Inc. | Paoli | PA | 05/2017 | 06/2017 |
| State Farm Insurance | Media | PA | 01/2017 | 05/2017 |
| Primerica Financial Services | Conshohocken | PA | 06/2016 | 12/2016 |
| Pfs Investments Inc. | Conshohocken | PA | 07/2017 | 09/2017 |
| Hartford Funds Distributors, Llc | Wane | PA | 11/2017 | 11/2024 |
| State Farm | Media | PA | 09/2017 | 11/2017 |
| Amazon Flex | Springfield | PA | 07/2017 | 08/2017 |
| Lpl Financial Llc | Blue Bell | PA | 11/2024 | Present |
| Global Retirement Partners, Llc | San Rafael | CA | 11/2024 | Present |
1 - 11/2024 - HUB INTERNATIONAL - Outside/W-2 Employment - Not Inv Related - 160 Hours/Month - 8 Hours During Trading - PA 19422 - OBA Start Date: 11/10/2024. 2 - 11/2024 - HUB RETIREMENT AND WEALTH MANAGEMENT - DBA for LPL Business (entity for LPL business) - Inv Related - At reported business location(s). 3 - 11/2024 - WHARTON HILL. A DIV OF HUB INTERNATIONAL - DBA for LPL Business (entity for LPL business) - Inv Related - At reported business location(s). 4- 12/04/2024 - HUB RETIREMENT AND WEALTH MANAGEMENT- Registered Investment Advisor DBA - Admin - Investment Related - At Reported Business Location(s) - Start Date 11/11/2024 - 160 hours per month/ 8 hours during trading 5- 12/04/2024 - WHARTON HILL, A DIV OF HUB INTERNATIONAL- Registered Investment Advisor DBA - Admin - Investment Related - At Reported Business Location(s) - Start Date 11/11/2024 - 160 hours per month/ 8 hours during trading 6- 12/04/2024 - GLOBAL RETIREMENT PARTNERS- Registered Investment Advisor Hybrid - Admin - Investment Related - At Reported Business Location(s) - Start Date 11/11/2024 - 160 hours per month/ 8 hours during trading - I provide administrative support to GLOBAL RETIREMENT PARTNERS, an independent investment advisor firm. I started this business activity in 11/2024. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm¿s Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 7- 02/26/2025 - Non-Variable Insurance - Financial Advisor - Investment Related - At reported Business Location(s) - Start Date 02/24/2025 - 10 hours per month/ 2 hours during trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-12-19 |
| S63 | Uniform Securities Agent State Law Examination | 2012-03-01 |
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