Andrew P King

Current Employers

Employment History

• 04/2010 → 03/2017
  Metlife Securities
  Charlotte, NC
• 07/2016 → 07/2017
  Mass Mutual
  Cornelius, NC
• 03/2017 → 07/2017
  Mml Investors Services, Llc
  Cornelius, NC
• 07/2017 → 11/2018
  Sii
  Charlotte, NC
• 11/2018 → Present
  Osaic Wealth, Inc.
  Charlotte, NC

Previous Registrations

• 2017-08-04 → 2018-11-02
  Signator Investors, Inc.
  Charlotte, NC
  Raleigh, NC
• 2017-03-25 → 2017-08-07
  Mml Investors Services, Llc
  Charlotte, NC
  Cornelius, NC
• 2011-05-24 → 2017-03-25
  Msi Financial Services, Inc.
  Charlotte, NC
  Charlotte, NC
  Charlotte, NC

Other Businesses

1) CAPITOL FINANCIAL SOLUTIONS POSITION: Financial Planner NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 140 SECURITIES TRADING HOURS: 110 START DATE: 11/02/2018 ADDRESS: 13777 Ballantyne Coporate Place, Suite 550, CHARLOTTE NC 28277, United States DESCRIPTION: Capitol Financial Solutions is the name I use to conduct and market my business 2) THE GARY HAMMOND SCHOLARSHIP FOUNDATION POSITION: Vice President NATURE: Corporation INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 04/08/2024 ADDRESS: 11826 Cupworth Court, Huntersville NC 28078, United States DESCRIPTION: Member of the Board of Directors, assist with the event coordination. 3) ANDREW P KING POSITION: Insurance Broker NATURE: Insurance Brokerage INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 08/01/2017 ADDRESS: 13777 Ballantyne Corporate Place, Ste 550, Charlotte NC 28078, United States DESCRIPTION: I solicit fixed insurance products for clients who need insurance products.

Exams

• S65 Uniform Investment Adviser Law Examination
  2011-03-16
• S63 Uniform Securities Agent State Law Examination
  2010-07-08

Other Names

• Andrew Peter King
• Andrew P King
• Andrew King