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730 Third Avenue, New York, NY 10017-3206 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-08-21 |
| CO | RA | APPROVED | 2019-04-17 |
Branch Locations
720 South Colorado Boulevard Suite 1100, Glendale, CO 80246 • United States
Centennial, CO • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fidelity Brokerage Services Llc | Denver | CO | 10/2014 | 06/2017 |
| Unemployed | Palatine | IL | 07/2017 | 10/2017 |
| Financial Engines Advisors L.L.C. | Northbrook | IL | 11/2017 | 04/2018 |
| Mass Mutual Life Insurance Company | Denver | CO | 05/2018 | 04/2019 |
| Mml Investors Services, Llc | Denver | CO | 05/2018 | 04/2019 |
| Strategic Advisers, Inc. | Denver | CO | 03/2015 | 06/2017 |
| Tiaa | Glendale | CO | 04/2019 | Present |
| Tiaa-Cref Individual & Institutional Services, Llc | Glendale | CO | 04/2019 | Present |
RENTAL PROPERTIES (2) POSITION: Owner NATURE: Rental property INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 04/01/2019 ADDRESS: 2084 Ingalls St, Edgewater CO 80214, United States DESCRIPTION: 2 rental properties in Englewood, CO & Edgewater, CO.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-05-18 |
| S63 | Uniform Securities Agent State Law Examination | 2010-05-07 |
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