Charles Patrick Mattingly

Employer firm

Leading Edge Financial Planning LLC CRD 277149

$522M regulatory AUM

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers

Leading Edge Financial Planning Llc

6921 Office Park Circle, Knoxville, TN 37909 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2015-12-08
TN	RA	APPROVED	2015-11-05

TX RA
APPROVED

Since 2015-12-08
TN RA
APPROVED

Since 2015-11-05

Branch Locations

6921 Office Park Circle, Knoxville, TN 37909 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Southwest Airlines	Dallas	TX	03/2007	Present
Leading Edge Financial Planning, Llc	Knoxville	TN	11/2015	Present

03/2007 → Present

Southwest Airlines

Dallas, TX
11/2015 → Present

Leading Edge Financial Planning, Llc

Knoxville, TN

Previous Registrations

2012-09-27 → 2016-01-05

Patriot Investment Management Group Inc

Knoxville, TN
2010-06-14 → 2012-09-28

Money Concepts Capital Corp

Palm Beach Gardens, FL

Knoxville, TN

Palm Beach Gardens, FL

Middleville, MI

Other Businesses

1) SOUTHWEST AIRLINES, SINCE 03/2007, PILOT... PILOT AIRPLANES, 100 HRS. MO. 50 HRS. MO. DURING SECURITIES TRADING. 2) LEADING EDGE TAX PLANNING LLC; NON-INVESTMENT RELATED; 6921 OFFICE PARK CIRCLE, KNOXVILLE TN 37909; TAX AND ACCOUNTING SERVICES; OWNER; 11/13/2019; 2 HOURS PER MONTH DURING TRADING HOURS; PROVIDE ADVISORY SUPPORT

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2010-06-10

S66 Uniform Combined State Law Examination

2010-06-10

Designations

Certified Financial Planner

Other Names

Charles P Mattingly

View on SEC IAPD