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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2020-01-15 |
| WA | RA | APPROVED | 2020-01-15 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Waddell & Reed Inc | Bellingham | WA | 11/2012 | 04/2018 |
| Various Insurance Carriers For W&R Insurance Agencies | Bellingham | WA | 11/2012 | 04/2018 |
| Jps Builders | Bellingham | WA | 10/2017 | 04/2018 |
| Securities America, Inc. | Bellingham | WA | 04/2018 | 01/2020 |
| Securities America Advisors | Bellingham | WA | 04/2018 | 01/2020 |
| Lpl Financial, Llc | Bellingham | WA | 01/2020 | Present |
1. 1/15/2020 - Freehub Magazine - Not Investment Related - 501 Meador Ave, STE 104, Bellingham WA 98225 - Other-Author - Writer - Started 01/01/2018 - 5 Hours Per Month/2 Hours During Securities Trading - Time Spent 2%. 2. 4/30/2020 - JFC FINANCIAL SERVICES - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 1/16/2020. 3. 5/11/2021 - Steve's Tree Service - Not Investment Related - Home Based - Other-Business Owner - Start Date: 2/18/2021 - 8 Hours Per Month/0 Hours During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-08-12 |
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