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David Rory Dorman

Maseco Private Wealth

London

CRD 5781886

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Employer firm

Maseco Private Wealth CRD 147686

$4.96B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Periodicals / newsletters
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Maseco Private Wealth

The Kodak 11 Keeley Street, London WC2B 4BA • United Kingdom

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2013-01-16
  • TX RA
    APPROVED_RES
    Since 2013-01-16

Branch Locations

The Kodak 11 Keeley Street, London WC2B 4BA • United Kingdom

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Maseco Llp London 04/2009 Present
  • 04/2009 → Present
    Maseco Llp
    London
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2010-03-08
  • S65 Uniform Investment Adviser Law Examination
    2010-03-08

View on SEC IAPD

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