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Current Employers
Strategic Advisers Llc

155 Seaport Blvd, Boston, MA 02210-2698 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-10-08
NJ RA APPROVED 2025-03-31
NY RA APPROVED 2025-03-31
  • TX RA
    APPROVED_RES
    Since 2025-10-08
  • NJ RA
    APPROVED
    Since 2025-03-31
  • NY RA
    APPROVED
    Since 2025-03-31

Branch Locations

Mountainside, NJ • United States

1130 Franklin Avenue, Garden City, NY 11530-1687 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Td Ameritrade New York NY 10/2012 04/2018
Raymond James Financial Services, Inc. New York NY 04/2018 05/2018
Raymond James Financial Services Advisors, Inc. New York NY 04/2018 05/2018
Communityamerica Financial Solutions Llc Lenexa KS 04/2018 06/2020
United Nations Federal Credit Union Advisors New York NY 05/2018 05/2020
Fidelity Investments Garden City NY 06/2020 Present
Fidelity Investments Boston MA 03/2025 Present
  • 10/2012 → 04/2018
    Td Ameritrade
    New York, NY
  • 04/2018 → 05/2018
    Raymond James Financial Services, Inc.
    New York, NY
  • 04/2018 → 05/2018
    New York, NY
  • 04/2018 → 06/2020
    Communityamerica Financial Solutions Llc
    Lenexa, KS
  • 05/2018 → 05/2020
    United Nations Federal Credit Union Advisors
    New York, NY
  • 06/2020 → Present
    Fidelity Investments
    Garden City, NY
  • 03/2025 → Present
    Fidelity Investments
    Boston, MA
Previous Registrations
  • 2020-08-11 → 2025-03-31
    Fidelity Personal And Workplace Advisors
    Garden City, NY
  • 2018-08-08 → 2020-06-03
    New York, NY
  • 2018-04-17 → 2018-05-02
    New York, NY
  • 2012-12-12 → 2018-04-06
    Td Ameritrade, Inc.
    New York, NY
    Flushing, NY
    New York, NY
  • 2012-12-12 → 2018-04-06
    Td Ameritrade Investment Management, Llc
    New York, NY
    Flushing, NY
    New York, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-12-11
S63 Uniform Securities Agent State Law Examination 2010-07-02
  • S66 Uniform Combined State Law Examination
    2012-12-11
  • S63 Uniform Securities Agent State Law Examination
    2010-07-02
Other Names
  • Nick Arora

View on SEC IAPD

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