Todd Richard Helfrich

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars
PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
IL	RA	APPROVED	2018-04-24
TX	RA	APPROVED	2018-04-23

Branch Locations

300 Crescent Ct Pbig - Dallas Private Wealth, Dallas, TX 75201 • United States

Lake Bluff, IL • United States

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
J.P. Morgan Securities Inc.	Chicago	IL	04/2010	04/2018
Jpmorgan Chase Bank	Chicago	IL	03/2010	04/2018
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Chicago	IL	04/2018	Present
Bank Of America, N.A.	Chicago	IL	05/2018	Present

04/2010 → 04/2018

J.P. Morgan Securities Inc.

Chicago, IL
03/2010 → 04/2018

Jpmorgan Chase Bank

Chicago, IL
04/2018 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Chicago, IL
05/2018 → Present

Bank Of America, N.A.

Chicago, IL

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2018-04-23
S63	Uniform Securities Agent State Law Examination	2010-08-06

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