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Stephen Patrick Brainerd

Morgan Stanley

Menlo Park, CA

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-03-03
CA RA APPROVED 2017-10-09
  • TX RA
    APPROVED_RES
    Since 2020-03-03
  • CA RA
    APPROVED
    Since 2017-10-09

Branch Locations

2882 Sand Hill Road Suite 200, Menlo Park, CA 94025 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Waddell & Reed, Inc. Benicia CA 04/2010 09/2017
Various Insurance Carriers For W&R Insurance Agencies Livermore CA 07/2010 09/2017
John Hall Fairfield CA 02/2012 09/2017
Morgan Stanley Menlo Park CA 10/2017 Present
  • 04/2010 → 09/2017
    Waddell & Reed, Inc.
    Benicia, CA
  • 07/2010 → 09/2017
    Various Insurance Carriers For W&R Insurance Agencies
    Livermore, CA
  • 02/2012 → 09/2017
    John Hall
    Fairfield, CA
  • 10/2017 → Present
    Menlo Park, CA
Previous Registrations
  • 2010-07-19 → 2017-10-04
    Waddell & Reed
    Fairfield, CA
    Concord, CA
    Benicia, CA
    Seattle, WA
Other Businesses

*408114 - Power of Attorney; Investment related Yes; Vega, TX; May 2020; During business hours: 0; After business hours: 10.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-07-15
  • S66 Uniform Combined State Law Examination
    2010-07-15
Other Names
  • Stephen Brainerd

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