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Current Employers
Key Investment Services Llc

4900 Tiedeman Road Oh-01-49-0215, Brooklyn, OH 44144 • United States

Current Registrations

AuthorityCategoryStatusDate
UT RA APPROVED 2024-07-23
  • UT RA
    APPROVED
    Since 2024-07-23

Branch Locations

11422 S. District Drive, South Jordan, UT 84095 • United States

4900 Tiedeman Road, Brooklyn, OH 44144 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mwa Financial Services Inc Rock Island IL 11/2014 12/2021
Modern Woodmen Of America Rock Island IL 10/2014 12/2021
Ups Orem UT 11/2018 04/2019
Capitalrock Llc Bountiful UT 11/2019 12/2021
Valic Financial Advisors, Inc. Lakewood CO 12/2021 07/2024
Key Investment Services, Llc South Jordan OH 07/2024 Present
Previous Registrations
Other Businesses

CAPITAL TECH SOLUTIONS, LLC POSITION: null NATURE: To provide AI powered web apps for individuals and business to increase productivity and simplify tasks. INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 05/01/2026 ADDRESS: 1263 W Moon Way, Riverton UT 84065, United States DESCRIPTION: I am the sole owner of the company and will handle all aspects of running the business.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-06-21
S63 Uniform Securities Agent State Law Examination 2010-07-14
  • S66 Uniform Combined State Law Examination
    2019-06-21
  • S63 Uniform Securities Agent State Law Examination
    2010-07-14
Other Names
  • Samuel David Nielson
  • Samuel Nielson

View on SEC IAPD

Other Firms

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