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Current Employers
Tiaa-Cref Individual & Institutional Services, Llc

730 Third Avenue, New York, NY 10017-3206 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2026-06-12
  • NC RA
    APPROVED
    Since 2026-06-12

Branch Locations

5425 Page Road Suite 220, Durham, NC 27703 • United States

Holly Springs, NC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stifel Nicolaus & Co Inc New York NY 08/2016 08/2018
Mothers Of Malverne Malverne NY 08/2018 08/2021
Fidelity Brokerage Services Llc Durham NC 09/2021 11/2022
Rbc Capital Markets, Llc Raleigh NC 01/2023 07/2023
Fidelity Brokerage Services Cary NC 08/2023 05/2026
Strategic Advisers Llc Cary NC 03/2025 05/2026
Fidelity Personal And Workplace Advisors Cary NC 09/2023 03/2025
Fidelity Personal And Workplace Advisors Cary NC 03/2022 11/2022
Tiaa Durham NC 06/2026 Present
Tiaa-Cref Individual & Institutional Services, Llc Durham NC 06/2026 Present
  • 08/2016 → 08/2018
    Stifel Nicolaus & Co Inc
    New York, NY
  • 08/2018 → 08/2021
    Mothers Of Malverne
    Malverne, NY
  • 09/2021 → 11/2022
    Fidelity Brokerage Services Llc
    Durham, NC
  • 01/2023 → 07/2023
    Raleigh, NC
  • 08/2023 → 05/2026
    Fidelity Brokerage Services
    Cary, NC
  • 03/2025 → 05/2026
    Cary, NC
  • 09/2023 → 03/2025
    Fidelity Personal And Workplace Advisors
    Cary, NC
  • 03/2022 → 11/2022
    Fidelity Personal And Workplace Advisors
    Cary, NC
  • 06/2026 → Present
    Tiaa
    Durham, NC
  • 06/2026 → Present
    Durham, NC
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-03-04
S63 Uniform Securities Agent State Law Examination 2010-07-22
  • S66 Uniform Combined State Law Examination
    2022-03-04
  • S63 Uniform Securities Agent State Law Examination
    2010-07-22
Other Names
  • Sarah Keenan Conroy
  • Sarah K Conroy
  • Sarah Conroy Hickey
  • Sarah Hickey

View on SEC IAPD

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