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730 Third Avenue, New York, NY 10017-3206 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2026-06-12 |
Branch Locations
5425 Page Road Suite 220, Durham, NC 27703 • United States
Holly Springs, NC • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel Nicolaus & Co Inc | New York | NY | 08/2016 | 08/2018 |
| Mothers Of Malverne | Malverne | NY | 08/2018 | 08/2021 |
| Fidelity Brokerage Services Llc | Durham | NC | 09/2021 | 11/2022 |
| Rbc Capital Markets, Llc | Raleigh | NC | 01/2023 | 07/2023 |
| Fidelity Brokerage Services | Cary | NC | 08/2023 | 05/2026 |
| Strategic Advisers Llc | Cary | NC | 03/2025 | 05/2026 |
| Fidelity Personal And Workplace Advisors | Cary | NC | 09/2023 | 03/2025 |
| Fidelity Personal And Workplace Advisors | Cary | NC | 03/2022 | 11/2022 |
| Tiaa | Durham | NC | 06/2026 | Present |
| Tiaa-Cref Individual & Institutional Services, Llc | Durham | NC | 06/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-03-04 |
| S63 | Uniform Securities Agent State Law Examination | 2010-07-22 |
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