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Brent William Capehart

The Lloyd Advisory Group

Alpharetta, GA

Suwanee, GA

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Current Employers
The Lloyd Advisory Group

3575 Lawrenceville Suwanee Road, Suwanee, GA 30024 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2026-04-21
  • GA RA
    APPROVED
    Since 2026-04-21

Branch Locations

555 North Point Center E, Suite 400, Alpharetta, GA 30022 • United States

3575 Lawrenceville Suwanee Road, Suwanee, GA 30024 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Global Financial Private Capital Sarasota FL 09/2013 12/2016
Ae Wealth Management, Llc Topeka KS 12/2016 Present
Capehart Financial Alpharetta GA 11/2013 04/2026
The Lloyd Advisory Group Suwanee Road GA 04/2026 Present
Previous Registrations
  • 2016-12-05 → 2026-06-22
    Alpharetta, GA
  • 2013-09-25 → 2016-12-06
    Global Financial Private Capital, Inc.
    Atlanta, GA
    Sarasota, FL
    Alpharetta, GA
  • 2010-07-16 → 2013-09-30
    Sandy Springs, GA
Other Businesses

THE LLOYD GROUP, INC. - INSURANCE AGENCY - INVESTMENT-RELATED - 3575 LAWRENCEVILLE SUWANEE ROAD, SUWANEE, GA 30024 - INSURANCE AGENT - SALE OF INSURANCE PRODUCTS - START DATE: 06/2007 - 80-85 HOURS/MONTH, 75 DURING SECURITIES TRADING HOURS AE Wealth Management - RIA - Investment related - IAR - 2950 MCClure Rd Topeka KS 66614 UNITED METHODIST CHURCH FINANCIAL COMMITTEE POSITION: at large committed memeber NATURE: Church INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 0 START DATE: 10/01/2023 ADDRESS: 4815 Dawsonville Hwy, GAINESVILLE GA 30506, United States DESCRIPTION: My wife and I are members of New Hope United Methodist Church. As a finance committee member I will help with planning, long term forecasting, and planning

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-07-01
  • S66 Uniform Combined State Law Examination
    2010-07-01
Other Names
  • Brent Capehart
  • Brent W Capehart

View on SEC IAPD

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