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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KY | RA | APPROVED | 2023-02-24 |
Branch Locations
1544 Winchester Ave., Ashland, KY 41101 • United States
Court And Broadway St., Fort Gay, WV 25514 • United States
8049 Lynn Ave, Hamlin, WV 25523 • United States
507 Main St, Summerville, WV 26651 • United States
315 Midway Rd, Alum Creek, WV 25003 • United States
952 3Rd Avenue, Huntington, WV 25701 • United States
7100 Us Route 60, Ashland, KY 41102 • United States
970 Diederich Blvd, Russell, KY 41169 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley | Charleston | WV | 10/2012 | 02/2023 |
| Morgan Stanley Private Bank, National Association | New York | NY | 01/2015 | 02/2023 |
| Lpl Financial Llc | Ashland | KY | 02/2023 | Present |
| Community Trust Bank | Ashland | KY | 02/2023 | Present |
1) 2/2023- Community Trust Financial Services- DBA for LPL Business (entity for LPL business)- inv. related- at reported business location(s) 2) 2/2023- Fisher Memorial Church- Outside/W-2 Employment - pastor - non-inv. related- 49 Highland Farms Rd Kenna WV 25248- start date 12/1/2007- 16hrs/mth
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-07-01 |
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