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Current Employers
Transamerica Financial Advisors, Llc

Two Liberty Place 50 South 16Th Street, Suite 3700, Philadelphia, PA 19102 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2018-03-21
  • CA RA
    APPROVED
    Since 2018-03-21

Branch Locations

6700 Koll Center Pkwy Suite 160-P, Pleasanton, CA 94566 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
World Financial Group San Diego CA 03/2010 Present
Leukemia And Lymphoma Society, Team In Training San Diego CA 11/2011 Present
Transamerica Financial Advisors, Inc Pleasanton CA 01/2012 Present
Account Manager San Diego CA 04/2013 10/2016
Novartis Emeryville CA 09/2014 Present
Rental Property Chula Vista CA 11/2014 Present
  • 03/2010 → Present
    World Financial Group
    San Diego, CA
  • 11/2011 → Present
    Leukemia And Lymphoma Society, Team In Training
    San Diego, CA
  • 01/2012 → Present
    Transamerica Financial Advisors, Inc
    Pleasanton, CA
  • 04/2013 → 10/2016
    Account Manager
    San Diego, CA
  • 09/2014 → Present
    Novartis
    Emeryville, CA
  • 11/2014 → Present
    Rental Property
    Chula Vista, CA
Other Businesses

Sales of insurance products, part-time or full-time, for companies affiliated with Transamerica Financial Advisors, Inc. NOVARTIS; NOT INVESTED RELATED; 4560 HORTON ST BUILDING 4, EMERYVILLE CA 94608; RESEARCH OF PROTEIN-PROTEIN AND PROTEIN-SMALL MOLECULAR INTERACTIONS; SCIENTIST - RESEARCH DEVELOPMENT; 160 HRS/MONTH; GROW CELLS, AND EXTRACT THE PROTEIN OF INTEREST VIA COLUMN PURIFICATION TECHNIQUES. I WILL RUN GEL TO ANALYZE THE PROTEIN AND PROCESS. I WILL MAKE LAB REAGENTS AS NEEDED TO STABILIZE THE PROTIEN OF INTEREST. MY RESPONSIBILITIES ALSO INCLUDE MAINTAINING A RESEARCH NOTEBOOK TO DOCUMENT EXPERIMENTS AND TO COMMUNICATE WITH COLLEAGUES ON THE STATUS OF CURRENT AND THE FUTURE PATH FOR POTENTIAL PROJECTS. I WILL ALSO NEED TO PRESENT SUCH DATA ON A NEEDED BASIS. RENTAL PROPERTY; 1144 TARUP CREEK ROAD, CHULA VISTA CA 91913; SINGLE FAMILY RENTAL PROPERTY; OWNER/LANDLORD; 1/2002; 1 HRS/MONTH; COLLECT RENT AND MAKE SURE THE HOME IS MAINTAINED TO ALL CODES THAT PROMOTE GOOD AND WORKING LIVING CONDITIONS TO MY TENANT(S) Leukemia and Lymphoma Society, Team in Training/NO/9150 Chesapeake Drive San Diego CA 92123/volunteer/Affiliation with charity had a resticted application process. Leukemia and Lymphoma Society had informed me that I had made the team mid-october.. Fundraising and actual program does not start until November 5, 2011 when season actually starts

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-03-10
S63 Uniform Securities Agent State Law Examination 2010-12-01
  • S65 Uniform Investment Adviser Law Examination
    2018-03-10
  • S63 Uniform Securities Agent State Law Examination
    2010-12-01

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